Investor Charter – Depository Participants (DP)

Investor Charter – Stock Brokers

Policy on treatment of inactive or dormant account


Addendum to existing Power of Attorney

RMS Policy


Client Code Modification

Unauthenticated Market News

Actual Settlement of Funds & Securities

Surveillance Policy

Conflict of Interest Policy

Error Account Policy

Insider Trading Policy

Client Due Diligence

Internal Controls

In Person Verification

Internet Access

Risk Disclouser