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Investor Charter – Depository Participants (DP)

Investor Charter – Stock Brokers

Policy on treatment of inactive or dormant account

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Addendum to existing Power of Attorney

RMS Policy

PMLA

Client Code Modification

Unauthenticated Market News

Actual Settlement of Funds & Securities

Surveillance Policy

Conflict of Interest Policy

Error Account Policy

Insider Trading Policy

Client Due Diligence

Internal Controls

In Person Verification

Internet Access

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